Senior Compliance Consultant
John has been a banking and financial markets professional for over 35 years. John was Head of Global Futures Broking at Commonwealth Bank of Australia for more than 15 years and subsequently worked at the Australian Securities and Investments Commission dealing mainly in Financial Market Infrastructure and Markets Regulation, with the majority of his time in a senior management capacity.
John’s strength is his longstanding direct practical experience both in the broking industry, followed by many years working on the regulatory side. During his working life, John has dealt with some of the largest global brokerage and clearing and settlement firms as well as some of the largest global Exchanges and clearing and settlement providers.